Financial Services Act (FinSA)

responsAbility Investments AG is authorised and regulated by the Swiss Financial Market Supervisory Authority FINMA and is licensed as an asset manager of collective assets. It may therefore provide the full range of asset management services, including the management and distribution of collective investment schemes, advisory or discretionary mandates, and the reception and transmission of orders in financial instruments. The Swiss Financial Services Act (FinSA) aims to strengthen investor protection and establish comparable standards for financial service providers. It requires that financial service providers to introduce enhanced conduct rules and provide their clients with comprehensive information and documentation. Whenever required, responsAbility Investments AG will complement its existing practices with FinSA measures, e.g. regarding the information and documentation processes when providing financial services to clients.

Client Information Brochure

To learn more about FinSA and how we implement the FinSA standards, please read our Client Information Brochure. Download Client Information Brochure

Best Execution Statement

It is our aspiration to obtain the best possible result for you on a consistent basis when we execute transactions on your behalf. If you want to learn more about how we apply Best Execution principles, please read our Best Execution statement. Download Best Execution statement

Risk Information

Trading financial instruments contains opportunities but also bears risks. An understanding of those risks is the basis for sound investment decisions. We recommend reading the brochure below by the Swiss Bankers Association (SBA) Download the Swiss Bankers Association Brochure

Complaints handling

Your relationship manager or contact person is happy to receive your feedback and complaints. However, if you are dissatisfied with the way responsAbility Investments AG has dealt with your concern, you may also contact the Finanzombudsstelle Schweiz.

Contact details Finanzombudsstelle Schweiz (FINOS) Talstrasse 20 CH-8001 Zürich Switzerland Tel: 044 552 08 00 info@finos.ch

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